Unclaimed
Robert Layton is a financial advisor who has been active in the industry since August 17, 2005. Robert is currently registered with GWN Securities Inc. and has been with the firm since December 2023. Previously, Robert worked with Ocean Financial Services, LLC, Northbound Securities LLC, ACP Securities, LLC, Allaria Securities, LLC, Peak Brokerage Services, LLC, Mora WM Securities, Newbridge Securities Corporation, Austin Atlantic Capital Inc., Tradestation Securities, Inc., Brookstone Securities, Inc., 1st Discount Brokerage, Inc., Mutual Service Corporation and Centennial Capital Management, Inc. Robert has a wide range of experience in the financial services industry, and is well-equipped to help clients meet their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
FL
01/05/2024 - Present
GWN Securities Inc. (PALM BEACH GARDENS FL)
FL
07/10/2023 - 01/09/2024
OCEAN FINANCIAL SERVICES, LLC (MIAMI FL)
NY
04/20/2022 - 03/30/2023
NORTHBOUND SECURITIES LLC (Bronxville NY)
FL
05/04/2020 - 11/14/2022
ACP SECURITIES, LLC (MIAMI FL)
FL
06/03/2022 - 10/18/2022
ALLARIA SECURITIES, LLC (MIAMI FL)
FL
03/20/2018 - 12/06/2019
PEAK BROKERAGE SERVICES, LLC (PALM BEACH GARDENS FL)
FL
10/31/2016 - 11/21/2017
MORA WM SECURITIES (MIAMI FL)
FL
08/01/2016 - 11/11/2016
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
FL
04/26/2016 - 08/01/2016
AUSTIN ATLANTIC CAPITAL INC. (CORAL GABLES FL)
FL
03/31/2009 - 04/23/2016
TRADESTATION SECURITIES, INC. (PLANTATION FL)
FL
05/29/2008 - 07/30/2008
BROOKSTONE SECURITIES, INC. (WEST PALM BEACH FL)
FL
12/18/2006 - 05/22/2008
1ST DISCOUNT BROKERAGE, INC. (WEST PALM BEACH FL)
FL
01/01/2005 - 12/14/2006
MUTUAL SERVICE CORPORATION (WEST PALM BEACH FL)
GA
08/20/1998 - 09/16/1999
CENTENNIAL CAPITAL MANAGEMENT, INC. (ATLANTA GA)
IA
Issued 03/16/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/08/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2019
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/02/2012
Series 30 - NFA Branch Manager Examination
BC
Issued 03/03/2006
Series 4 - Registered Options Principal Examination
BC
Issued 04/08/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/11/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2012
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 02/24/2012
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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