Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Lawrence Lohwater is an active investment professional with over 30 years of experience in the financial services industry. Robert has a strong background in both brokerage and investment advisory services, having worked for several prominent firms, including Brighton Securities Corp., Winslow, Evans & Crocker, Inc. and Goldk Investment Services, Inc. Currently, Robert is a registered representative and investment advisor representative at Sage, Rutty & Co., Inc. Robert holds several industry licenses, including Series 4, 7, 14, 24, 27, 52TO, 63, 65, 87, 99TO and SIE. Robert provides investment advisory services to individuals, corporations, and charitable organizations and is experienced in portfolio management, financial planning, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/04/2014 - Present
Sage, Rutty & CO., Inc. (ROCHESTER NY)
NY
06/05/2006 - 03/03/2014
BRIGHTON SECURITIES CORP. (ROCHESTER NY)
MA
12/03/2003 - 05/31/2006
WINSLOW, EVANS & CROCKER, INC. (BOSTON MA)
MA
02/27/1992 - 12/15/2004
GOLDK INVESTMENT SERVICES, INC (BOSTON MA)
MN
10/28/1996 - 07/12/2000
BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)
NY
10/15/1991 - 02/11/1992
SAGE, RUTTY & CO., INC. (ROCHESTER NY)
IA
Issued 08/26/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/21/1994
Series 4 - Registered Options Principal Examination
BC
Issued 12/29/1993
Series 24 - General Securities Principal Examination
BC
Issued 09/21/1992
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/14/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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