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Robert Lawrence Bartkowiak

D.e. Shaw Securities, LLC

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About Robert Lawrence Bartkowiak

Robert Lawrence Bartkowiak is a financial professional with over 30 years of experience in the securities industry. Robert has a broad range of experience, having worked at several firms including Deutsche Bank Securities Inc., Scudder Investor Services, Inc., and Capital Analysts, Incorporated. Robert is currently registered with D.e. Shaw Securities, LLC in New York, NY.

Firm Information

Robert Bartkowiak is currently registered with D.e. Shaw Securities, LLC. D.e. Shaw Securities, LLC is a Limited Liability Company formed on November 13, 2000. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. D.e. Shaw Securities has been approved for registration by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

Not reported

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Bartkowiak’s Registration & Firm History

NY

05/17/2007 - Present

D.e. Shaw Securities, LLC (NEW YORK NY)

NY

11/17/2004 - 09/28/2006

D.E. SHAW SECURITIES, L.L.C. (NEW YORK NY)

NY

05/30/2003 - 10/19/2004

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

NY

04/12/2001 - 05/30/2003

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

TX

04/18/1995 - 10/06/2000

FUND MANAGEMENT COMPANY (HOUSTON TX)

NA

10/26/1984 - 05/07/1988

CAPITAL ANALYSTS, INCORPORATED

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Licenses & Designations

BC

Issued 04/13/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/11/2004

Series 24 - General Securities Principal Examination

BC

Issued 05/26/1995

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/2014

Series 32 - Limited Futures Exam-Regulation

BC

Issued 03/15/2004

Series 3 - National Commodity Futures Examination

BC

Issued 05/11/2001

Series 7 - General Securities Representative Examination

BC

Issued 04/13/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Lawrence Bartkowiak.
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