Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Laurence Brown is a financial advisor registered with Morgan Stanley. He is licensed to provide investment advice in multiple states, including California and Texas. Robert has been working in the securities industry since 1983. Prior to working at Morgan Stanley, Robert worked at METLIFE SECURITIES INC., SECURIAN FINANCIAL SERVICES, INC., PRUCO SECURITIES CORPORATION, SWS FINANCIAL SERVICES, CITY NATIONAL SECURITIES, INC., ASCEND FINANCIAL SERVICES, INC., UBOC INVESTMENT SERVICES, INC., WASHINGTON SQUARE SECURITIES, INC., THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY, MIMLIC SALES CORPORATION, CONSOLIDATED RESOURCES, INC., and FDI SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/03/2020 - Present
Morgan Stanley (Laguna Niguel CA)
CA
11/07/2007 - 07/10/2012
METLIFE SECURITIES INC. (IRVINE CA)
CA
10/24/2002 - 11/06/2007
SECURIAN FINANCIAL SERVICES, INC. (NEWPORT BEACH CA)
NJ
04/05/2001 - 10/11/2002
PRUCO SECURITIES CORPORATION (NEWARK NJ)
TX
12/16/1998 - 02/28/2001
SWS FINANCIAL SERVICES (DALLAS TX)
CA
03/16/2000 - 05/30/2000
CITY NATIONAL SECURITIES, INC. (LOS ANGELES CA)
MN
01/22/1996 - 09/25/1998
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
CA
04/22/1998 - 09/17/1998
UBOC INVESTMENT SERVICES, INC. (GLENDALE CA)
CT
10/15/1993 - 02/07/1996
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
MA
07/30/1993 - 01/11/1996
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY (WORCESTER MA)
MN
11/04/1987 - 02/04/1993
MIMLIC SALES CORPORATION (ST. PAUL MN)
NA
08/04/1983 - 11/06/1987
CONSOLIDATED RESOURCES, INC.
NA
07/22/1982 - 08/03/1983
FDI SECURITIES, INC.
BC
Issued 04/16/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2000
Series 24 - General Securities Principal Examination
BC
Issued 11/05/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/1982
Series 7 - General Securities Representative Examination
BC
Issued 03/10/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Brown is the right advisor for you? Invested Better is here to help.
