Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Malin is an experienced financial advisor with over 20 years of experience in the industry. Robert currently works with Bancroft Capital, LLC as an Investment Advisor Representative. Previously, Robert has worked with several firms including Spartan Capital Securities, LLC, Strategic Capital Investments, LLC, W.R. Hambrecht + Co., LLC, Monarch Bay Securities, LLC, SDDCO Brokerage Advisors LLC, NPM Securities, LLC, LiquidNet, Inc., NASDAQ Execution Services, LLC, Barclays Capital Inc. and Credit Suisse First Boston Corporation. Robert is registered with FINRA and holds Series 3, 7, 24, 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
03/27/2023 - Present
Bancroft Capital, LLC (FORT WASHINGTON PA)
NY
04/26/2019 - 04/14/2023
SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)
VA
07/19/2018 - 04/26/2019
STRATEGIC CAPITAL INVESTMENTS, LLC (RICHMOND VA)
NY
08/05/2016 - 06/07/2018
W.R. HAMBRECHT + CO., LLC (New York NY)
CA
07/12/2016 - 08/02/2016
MONARCH BAY SECURITIES, LLC (IRVINE CA)
NY
05/19/2016 - 07/01/2016
SDDCO BROKERAGE ADVISORS LLC (NEW YORK NY)
NY
01/15/2014 - 11/04/2015
NPM SECURITIES, LLC (NEW YORK NY)
NY
06/19/2007 - 09/19/2012
LIQUIDNET, INC. (NEW YORK NY)
NY
12/08/2003 - 05/25/2007
NASDAQ EXECUTION SERVICES, LLC (NEW YORK NY)
NY
01/25/2002 - 07/09/2003
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/25/1998 - 10/25/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
06/26/1997 - 08/29/1997
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
12/22/1993 - 07/09/1996
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 04/27/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1998
Series 3 - National Commodity Futures Examination
BC
Issued 12/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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