Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Larry Burns is an investment advisor representative with UBS Financial Services Inc. Robert has been in the industry since 1997 and is registered in 20 states as a broker-dealer and investment advisor. Robert has worked for several firms throughout his career, including Ameriprise Financial Services, Inc. and Morgan Stanley DW Inc. Robert has experience in a variety of investment areas including financial planning, portfolio management, and pension consulting. Robert is a member of the Arizona Elks Association and is involved in their efforts to help veterans and children.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AZ
11/16/2011 - Present
UBS Financial Services Inc. (TUCSON AZ)
AZ
10/05/2009 - 11/16/2011
AMERIPRISE FINANCIAL SERVICES, INC. (TUCSON AZ)
AZ
01/27/2006 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (TUCSON AZ)
NY
11/04/1999 - 01/30/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
AZ
04/14/1999 - 11/17/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
01/01/1997 - 12/31/1998
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
IA
Issued 07/13/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/03/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 08/10/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/26/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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