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Robert L Scharff

Northwestern Mutual Investment Services, LLC

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About Robert L Scharff

Robert L. Scharff is a financial professional with over 40 years of experience in the financial services industry. Robert L. Scharff is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since September 1974. Robert L. Scharff is also registered with the state of Missouri. Robert L. Scharff has a wide range of experience in providing financial services to individuals and families.

Firm Information

Robert Scharff is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

622 Emerson Rd Ste 400

SAINT LOUIS, MO 63141

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Robert Scharff’s Registration & Firm History

MO

08/24/2009 - Present

Northwestern Mutual Investment Services, LLC (SAINT LOUIS MO)

NC

07/29/2002 - 07/19/2006

TODD SECURITIES, INC. (GREENSBORO NC)

NY

12/19/1996 - 07/26/2002

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 7/6/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 1/2/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 9/14/1974

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert L Scharff.
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