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Robert L Nebeker

Fidelity Brokerage Services LLC

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About Robert L Nebeker

Robert Nebeker is a financial advisor with Fidelity Brokerage Services LLC. Robert has been in the financial services industry since January 12, 2014. Robert is registered with FINRA and is licensed to provide investment advice in Massachusetts, Texas, and Utah. Robert holds the Series 6, 7, 9, 10, 63 and 65 licenses. In addition to his current employment, Robert has also held positions with Commonwealth Financial Network, Signator Investors, Inc., and Transamerica Financial Advisors, Inc.

Firm Information

Robert Nebeker is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Nebeker’s Registration & Firm History

TX

02/08/2019 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

WA

05/17/2017 - 12/31/2018

COMMONWEALTH FINANCIAL NETWORK (Mill Creek WA)

WA

05/13/2016 - 05/25/2017

SIGNATOR INVESTORS, INC. (MILL CREEK WA)

WA

12/06/2013 - 05/13/2016

TRANSAMERICA FINANCIAL ADVISORS, INC (MILL CREEK WA)

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Licenses & Designations

BC

Issued 03/22/2014

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 03/18/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/24/2021

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/28/2021

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2015

Series 7 - General Securities Representative Examination

BC

Issued 09/30/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Robert L Nebeker.
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