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Robert L Horton

Lazard Asset Management Securities LLC

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About Robert L Horton

Robert L Horton has been active in the securities industry since October 1, 1999. Currently, Robert is registered with Lazard Asset Management Securities LLC and has been with the firm since November 11, 2011. Prior to Lazard Asset Management Securities LLC, Robert was registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, SCUDDER INVESTOR SERVICES, INC., BEAR, STEARNS & CO. INC., and REICH & CO., INC.. Robert is licensed to sell securities in all 50 states. Robert has passed the Securities Industry Essentials Examination (SIE), the General Securities Representative Examination (Series 7), and the Futures Managed Funds Examination (Series 31) exams.

Firm Information

Robert Horton is currently registered with Lazard Asset Management Securities LLC. Lazard Asset Management Securities LLC is a Limited Liability Company formed in May 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

131

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Horton’s Registration & Firm History

NY

11/11/2011 - Present

Lazard Asset Management Securities LLC (NEW YORK NY)

NY

01/31/2008 - 11/08/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

10/23/1996 - 02/12/2002

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

NY

10/06/1993 - 09/17/1996

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NA

09/02/1993 - 09/29/1993

REICH & CO., INC.

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Licenses & Designations

BOTH

Issued 03/03/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/30/2008

Series 7 - General Securities Representative Examination

BC

Issued 11/13/2000

Series 31 - Futures Managed Funds Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert L Horton.
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