Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert L. Finkle is a financial advisor with over 25 years of experience in the industry. Robert is registered with Stifel, Nicolaus & Company, Inc. in Morristown, NJ. Prior to joining Stifel, Nicolaus & Company, Inc., Robert worked at Wells Fargo Clearing Services, LLC and RBC Capital Markets Corporation. Robert has a wide range of experience in the financial services industry, including investment management, financial planning, and estate planning. Robert is a Certified Financial Planner and holds the Series 7, 9, 10, 63, and 65 licenses. Robert is dedicated to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/23/2020 - Present
Stifel, Nicolaus & Company, Inc. (MORRISTOWN NJ)
NJ
07/30/2010 - 11/24/2020
WELLS FARGO CLEARING SERVICES, LLC (FLORHAM PARK NJ)
NJ
10/09/2009 - 08/16/2010
RBC CAPITAL MARKETS CORPORATION (PARSIPPANY NJ)
NJ
02/06/1995 - 10/09/2009
J. B. HANAUER & CO. (PARSIPPANY NJ)
IA
Issued 04/22/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/20/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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