Unclaimed
Robert L. Dubas is a financial advisor at J.P. Morgan Securities LLC. Robert has over 10 years of experience in the financial services industry. Robert is a Series 7 and Series 63 licensed professional. Robert provides financial advice to a variety of clients, including high-net-worth individuals, corporations, and pension plans. Previously, Robert worked at Hunt Financial Securities, LLC and Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/07/2017 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
04/10/2017 - 08/14/2017
HUNT FINANCIAL SECURITIES, LLC (Rye Brook NY)
NY
08/22/2014 - 07/15/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
04/12/2011 - 08/29/2013
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 04/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 04/11/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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