Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Kyle Ratcliff is a financial advisor at Stifel, Nicolaus & Company, Inc. Robert has been in the financial services industry since 1988. Robert is registered with FINRA as a Registered Representative and holds Series 3, 7, 9, 10, 31, and 63 licenses. Robert has been active in the financial services industry for over 30 years, providing investment advice to individuals and families. Robert's specialties include financial planning, portfolio management, and retirement planning. Robert is committed to providing his clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
02/24/2010 - Present
Stifel, Nicolaus & Company, Inc. (DENTON TX)
TX
01/01/2008 - 03/15/2010
WELLS FARGO ADVISORS, LLC (DENTON TX)
TX
07/08/1989 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DENTON TX)
MO
10/19/1988 - 06/22/1989
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BC
Issued 11/11/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/27/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 12/06/2005
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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