Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Tuite is a Financial and Operations Principal with ASL Capital Markets Inc. Robert has been working in the financial industry since June 17, 1998 and has a background at CRT Capital Group LLC and UBS Securities LLC. Robert holds the Series 27, Series 99TO, and SIE exams. Robert is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
11/01/2017 - Present
ASL Capital Markets Inc. (STAMFORD CT)
CT
08/18/2011 - 11/29/2016
CRT CAPITAL GROUP LLC (STAMFORD CT)
NY
06/29/1998 - 07/20/2011
UBS SECURITIES LLC (NEW YORK NY)
CT
09/02/1997 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
NY
06/19/1997 - 09/02/1997
SBC WARBURG, INC. (NEW YORK NY)
BC
Issued 06/11/1997
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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