Unclaimed
Robert Keppler is a financial advisor with over 27 years of experience in the industry. Robert is currently registered with American Portfolios Financial Services, Inc. and Osaic Wealth, Inc. Robert has held previous positions with several firms including TRIAD ADVISORS LLC, SECURITIES AMERICA, INC., WOODBURY FINANCIAL SERVICES, INC., ROBINHOOD FINANCIAL, LLC, EDWARD JONES, TD AMERITRADE, INC., SCOTTRADE, INC., FFP SECURITIES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/19/2023 - Present
American Portfolios Financial Services, Inc. (HOLBROOK NY)
GA
10/19/2023 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
10/19/2023 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
MN
10/19/2023 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
FL
07/07/2021 - 06/30/2023
ROBINHOOD FINANCIAL, LLC (Lake Mary FL)
FL
02/19/2021 - 05/28/2021
EDWARD JONES (Punta Gorda FL)
FL
02/26/2018 - 01/11/2021
TD AMERITRADE, INC. (PORT CHARLOTTE FL)
FL
06/03/1999 - 02/26/2018
SCOTTRADE, INC. (PORT CHARLOTTE FL)
MO
05/06/1996 - 01/15/1999
FFP SECURITIES, INC. (CHESTERFIELD MO)
MN
04/25/1995 - 07/27/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/25/1995 - 07/27/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 06/29/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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