Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Kent Post has over 50 years of experience in the financial services industry. Robert has been registered with Wells Fargo Clearing Services, LLC since November 2016 and has been with Wells Fargo Advisors LLC since May 2009. Prior to that, Robert worked for Prudential Securities Incorporated, Dean Witter Reynolds Inc., Paine, Webber, Jackson & Curtis Inc., and DuPont Walston, Incorporated. Robert is licensed to provide investment advice in Arizona, California and Texas. Robert holds Series 7TO, SIE, 5, PC, 000, 1, 9, 10 and 8 licenses. Robert is also licensed as a Registered Investment Advisor in Arizona, California and Texas. Robert is a General Securities Principal and a General Securities Sales Supervisor. Robert is a member of FINRA. Robert has a long history of providing financial advice to a wide range of clients, including individuals, corporations, and institutions. Robert is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/13/2015 - Present
Wells Fargo Clearing Services, LLC (STOCKTON CA)
NY
03/01/1983 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
11/13/1980 - 03/29/1983
DEAN WITTER REYNOLDS INC.
NA
01/31/1980 - 12/06/1980
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
02/07/1974 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
10/24/1969 - 04/06/1974
DUPONT WALSTON, INCORPORATED
IA
Issued 02/21/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/17/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/25/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 09/02/1977
PC - AMEX Put and Call Exam
BC
Issued 04/18/1969
Series 000 - General Securities Principal Examination
BC
Issued 04/18/1969
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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