Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Contreras is a financial professional with a background in the financial services industry. Robert has passed the Series 63, Series 6TO and SIE exams, demonstrating knowledge of the securities industry. Robert has a current registration with Northwestern Mutual Investment Services, LLC and was previously registered with WELLS FARGO CLEARING SERVICES, LLC. The focus of Robert's practice is on assisting individuals with their financial planning needs. Robert's firm, Northwestern Mutual Investment Services, LLC, is a financial services firm that provides a variety of financial products and services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
02/23/2024 - Present
Northwestern Mutual Investment Services, LLC (Anaheim CA)
CA
07/06/2023 - 11/08/2023
WELLS FARGO CLEARING SERVICES, LLC (NORCO CA)
BC
Issued 08/16/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/08/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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