Unclaimed
Robert Kenneth Harvey is a financial advisor with dfa securities llc, a registered broker-dealer. Robert has been in the securities industry since January 13, 2022 and is currently registered with the Financial Industry Regulatory Authority (FINRA). Robert holds the Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/14/2022 - Present
DFA Securities LLC (AUSTIN TX)
BC
Issued 01/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/10/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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