Unclaimed
Robert Kenneth Frateschi is a financial professional with Northwestern Mutual Investment Services, LLC. Robert has been in the financial services industry since February 12, 2021 and is currently registered with the state of New York. Robert's registrations include Series 6TO, Series 63, and SIE. Robert is located in E Syracuse, NY and can be contacted through Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
NY
02/13/2021 - Present
Northwestern Mutual Investment Services, LLC (E SYRACUSE NY)
BC
Issued 01/22/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/21/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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