Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Holman is a financial professional with over 35 years of experience in the securities industry. Robert is currently registered with Vistia Capital, LLC in Castle Rock, CO. Robert has held previous positions at firms including Oberon Securities, LLC, Independent Investment Bankers, Corp., Carter, Terry & Company, Inc., Crews & Associates, Inc., ProEquities, Inc., Synovus Securities, Inc., Southtrust Securities, Inc., Thomson McKinnon Securities Inc., Van Kampen Merritt Inc., Chemical Securities, Inc., and Thornton, Farish & Gauntt, Inc. Robert is a licensed Series 7, 50, 52TO, 53, 79TO and 99TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
04/15/2024 - Present
Vistia Capital, LLC (CASTLE ROCK CO)
NY
05/03/2021 - 04/02/2024
OBERON SECURITIES, LLC (NEW YORK NY)
TX
07/08/2019 - 02/24/2021
INDEPENDENT INVESTMENT BANKERS, CORP. (AUSTIN TX)
AL
05/06/2016 - 08/31/2017
CARTER, TERRY & COMPANY, INC. (BIRMINGHAM AL)
AL
08/29/2012 - 06/30/2014
CREWS & ASSOCIATES, INC. (BIRMINGHAM AL)
AL
02/14/2006 - 09/21/2012
PROEQUITIES, INC. (BIRMINGHAM AL)
AL
10/26/1999 - 03/02/2006
SYNOVUS SECURITIES, INC. (BIRMINGHAM AL)
AL
05/28/1991 - 11/08/1999
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
NA
01/09/1986 - 08/10/1995
THOMSON MCKINNON SECURITIES INC.
TX
11/28/1990 - 05/17/1991
VAN KAMPEN MERRITT INC. (HOUSTON TX)
NA
04/23/1987 - 02/12/1988
CHEMICAL SECURITIES, INC.
NA
06/27/1983 - 12/24/1985
THORNTON, FARISH & GAUNTT, INC.
BC
Issued 04/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/14/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 08/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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