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Robert Keith Yarkin

Cetera Advisors LLC

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About Robert Keith Yarkin

Robert Yarkin is a financial advisor with over 30 years of experience in the industry. Robert is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, and Cetera Investment Services LLC. Robert is also registered with Cetera Advisor Networks LLC. Robert holds a Series 7, Series 52, Series 53, Series 63, Series 99, and SIE license. Robert is licensed in 51 states. Robert is a dedicated financial advisor who helps his clients achieve their financial goals.

Firm Information

Robert Yarkin is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Yarkin’s Registration & Firm History

CA

04/01/2022 - Present

Cetera Advisors LLC (EL SEGUNDO CA)

FL

01/29/2013 - 12/03/2019

SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)

FL

01/19/2016 - 11/29/2016

VSR FINANCIAL SERVICES, INC. (Boca Raton FL)

FL

03/16/2005 - 02/04/2013

WESTMINSTER FINANCIAL SECURITIES, INC. (WEST PALM BEACH FL)

NY

11/19/2001 - 10/13/2004

SANDS BROTHERS & CO., LTD. (NEW YORK NY)

NY

09/05/2001 - 11/27/2001

BLUESTONE CAPITAL CORP. (NEW YORK NY)

FL

05/11/1996 - 01/30/2001

SHOCHET SECURITIES INC. (BOCA RATON FL)

NY

01/02/1996 - 01/02/2001

GKN SECURITIES CORP. (NEW YORK NY)

CA

11/14/1994 - 01/11/1996

GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)

FL

06/20/1990 - 11/11/1994

SHOCHET SECURITIES INC. (BOCA RATON FL)

NA

04/08/1988 - 04/15/1989

BARNETT BOND SERVICE, INC.

NA

03/03/1989 - 04/04/1989

BARNETT BROKERAGE SERVICE, INC.

NA

04/18/1984 - 08/06/1987

SHEARSON LEHMAN BROTHERS INC.

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Licenses & Designations

BC

Issued 07/03/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/09/1998

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/14/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Robert Keith Yarkin. Review regulatory record here.
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