Unclaimed
Robert Keith Mitnick is an active investment advisor representative. Robert Keith Mitnick has been in the industry since August 24, 1988 and is currently registered with Seelaus Asset Management, LLC. Robert Keith Mitnick is also registered as an investment advisor representative with Seelaus Asset Management, LLC in New Jersey. Prior to joining Seelaus Asset Management, LLC, Robert Keith Mitnick was registered with Prudential Securities Incorporated and First Interregional Equity Corp. Robert Keith Mitnick holds Series 7, Series 63 and Series 65 licenses. Robert Keith Mitnick specializes in Portfolio Management for Individuals, Portfolio Management for Businesses, Portfolio Management for Pooled Investment Vehicles, and Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NJ
01/29/2015 - Present
Seelaus Asset Management, LLC (CHATHAM NJ)
NY
03/27/1997 - 11/07/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
10/05/1988 - 05/16/1997
FIRST INTERREGIONAL EQUITY CORP. (MILBURN NJ)
NA
08/25/1988 - 10/17/1988
MARSCO INVESTMENT CORPORATION
IA
Issued 06/05/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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