Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Glass is a financial advisor who has been in the industry since 1992. Robert is currently registered with Wells Fargo Clearing Services, LLC in Birmingham, Alabama. Robert has been a registered representative of Wells Fargo since 2017. Prior to that, Robert was employed with Northwestern Mutual Investment Services, LLC, BBVA Securities Inc, Morgan Stanley, Citigroup Global Markets Inc., Amsouth Investment Services, Inc., Compass Brokerage, Inc., Pruco Securities Corporation and The Prudential Insurance Company of America.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
11/15/2017 - Present
Wells Fargo Clearing Services, LLC (BIRMINGHAM AL)
AL
11/18/2016 - 10/06/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Vestavia AL)
AL
06/25/2015 - 10/11/2016
BBVA SECURITIES INC. (BIRMINGHAM AL)
AL
06/01/2009 - 06/25/2015
MORGAN STANLEY (BIRMINGHAM AL)
AL
05/08/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BIRMINGHAM AL)
AL
06/03/1996 - 04/28/2006
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
AL
04/21/1994 - 03/13/1996
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
NJ
08/05/1991 - 04/25/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
08/05/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 09/17/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/21/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 10/23/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/02/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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