Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Keith Frost is a financial advisor with Charles Schwab & CO., Inc., located in Westlake, Texas. Robert has been in the financial services industry since December 2009. He is registered with the state of Texas and other states across the country to provide investment advice. Robert has experience with a variety of financial institutions including BBVA SECURITIES INC., TD AMERITRADE, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, WELLS FARGO INVESTMENTS, LLC, WELLS FARGO ADVISORS, LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., and WACHOVIA SECURITIES, LLC. Robert holds the Series 6, 7, 63, and 66 licenses, as well as the SIE. Robert is a registered representative with Charles Schwab & CO., Inc. and also provides financial planning services for clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
08/15/2016 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
08/28/2014 - 04/27/2016
BBVA SECURITIES INC. (KELLER TX)
TX
05/11/2012 - 04/25/2014
TD AMERITRADE, INC. (FORT WORTH TX)
TX
05/27/2011 - 09/23/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (IRVING TX)
TX
07/28/2010 - 11/16/2010
WELLS FARGO INVESTMENTS, LLC (SAGINAW TX)
TX
02/12/2009 - 07/27/2010
WELLS FARGO ADVISORS, LLC (SAGINAW TX)
TX
06/23/2008 - 12/09/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (DALLAS TX)
TX
12/12/2007 - 06/06/2008
WACHOVIA SECURITIES, LLC (WESTWORTH VILLAGE TX)
BOTH
Issued 06/22/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/25/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2011
Series 7 - General Securities Representative Examination
BC
Issued 11/26/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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