Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Karl Riley is a financial professional with over 20 years of experience in the industry. Robert is currently registered as a Registered Representative with Mutual Trust Asset Mgmt., Inc. in Clearwater, Florida. Robert has worked with various firms throughout his career, including Fidelity Brokerage Services LLC, Fidelity Personal and Workplace Advisors, Mutual Trust Company of America Securities and Robert Thomas Securities, Inc. Robert has a strong track record of providing investment advice and financial planning services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Estate & financial planning
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Financial planning & advisory
1
2
FL
12/05/2024 - Present
Mutual Trust Asset Mgmt., Inc. (Clearwater FL)
CT
01/11/2017 - 11/05/2020
FIDELITY BROKERAGE SERVICES LLC (WEST HARTFORD CT)
FL
05/29/2012 - 12/15/2016
MUTUAL TRUST CO. OF AMERICA SECURITIES (ST. PETERSBURG FL)
OH
05/12/2005 - 07/26/2010
JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
IL
02/16/2000 - 04/04/2005
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
IL
11/23/1999 - 02/14/2000
ALLSTATE LIFE FINANCIAL SERVICES, INC. (NORTHBROOK IL)
MA
03/25/1998 - 11/11/1999
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
NY
02/12/1997 - 11/25/1997
SPENCER TRASK SECURITIES INCORPORATED (NEW YORK NY)
FL
02/06/1997 - 02/18/1997
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
BOTH
Issued 11/17/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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