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Robert Karl Riley

Mutual Trust Asset Mgmt., Inc.

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About Robert Karl Riley

Robert Karl Riley is a financial professional with over 20 years of experience in the industry. Robert is currently registered as a Registered Representative with Mutual Trust Asset Mgmt., Inc. in Clearwater, Florida. Robert has worked with various firms throughout his career, including Fidelity Brokerage Services LLC, Fidelity Personal and Workplace Advisors, Mutual Trust Company of America Securities and Robert Thomas Securities, Inc. Robert has a strong track record of providing investment advice and financial planning services to individuals and families.

Firm Information

Robert Riley is currently registered with Mutual Trust Asset Mgmt., Inc.. Mutual Trust Asset Mgmt., Inc. is a registered investment advisor based in Tampa, FL. The firm provides financial planning, portfolio management for individuals, and selection of other advisers. They manage approximately $241,372,086 in assets for 1,915 clients, including 854 individuals and 31 high-net-worth individuals.
Mutual Trust Asset Mgmt., Inc.

2701 N. ROCKY POINT DRIVE, SUITE 1000

TAMPA, FL 33607

$241.37M

Assets Under Management

51

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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estate & financial planning

Estate & financial planning

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Financial planning & advisory

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Robert Riley’s Registration & Firm History

FL

12/05/2024 - Present

Mutual Trust Asset Mgmt., Inc. (Clearwater FL)

CT

01/11/2017 - 11/05/2020

FIDELITY BROKERAGE SERVICES LLC (WEST HARTFORD CT)

FL

05/29/2012 - 12/15/2016

MUTUAL TRUST CO. OF AMERICA SECURITIES (ST. PETERSBURG FL)

OH

05/12/2005 - 07/26/2010

JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)

IL

02/16/2000 - 04/04/2005

ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)

IL

11/23/1999 - 02/14/2000

ALLSTATE LIFE FINANCIAL SERVICES, INC. (NORTHBROOK IL)

MA

03/25/1998 - 11/11/1999

PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)

NY

02/12/1997 - 11/25/1997

SPENCER TRASK SECURITIES INCORPORATED (NEW YORK NY)

FL

02/06/1997 - 02/18/1997

ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)

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Licenses & Designations

BOTH

Issued 11/17/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/13/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/05/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Karl Riley.
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