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Robert Karen

Samuel A. Ramirez & Company, Inc.

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About Robert Karen

Robert Karen is a financial advisor with over 23 years of experience in the financial services industry. Robert is currently registered with Samuel A. Ramirez & Company, Inc. in New York. Robert has held previous roles at Cowen and Company, Natixis Securities Americas LLC, Natixis Securities North America Inc., Bear, Stearns & Co. Inc., CIBC World Markets Corp. and BancAmerica Robertson Stephens. Robert holds the Series 7, Series 63, Series 79TO and SIE licenses and is licensed in New York.

Firm Information

Robert Karen is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Karen’s Registration & Firm History

NY

12/06/2023 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NY

01/21/2022 - 07/18/2023

COWEN AND COMPANY (NEW YORK NY)

NY

10/03/2011 - 02/21/2020

NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)

NY

10/08/2008 - 10/03/2011

NATIXIS SECURITIES NORTH AMERICA INC. (NEW YORK NY)

NY

08/15/2000 - 06/16/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

02/18/1999 - 08/21/2000

CIBC WORLD MARKETS CORP. (NEW YORK NY)

CA

05/14/1996 - 06/02/1998

BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 05/09/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Karen.
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