Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Torrington is a financial advisor associated with Raymond James & Associates, Inc. Robert is a registered investment advisor and broker in the state of Florida. Robert has been in the financial services industry since 1996. Before joining Raymond James & Associates, Inc. Robert worked at UBS Financial Services Inc., Wachovia Securities, LLC, First Union Brokerage Services, Inc., NationsBanc Investments, Inc., and Barnett Investments, Inc. Robert holds Series 63, 65, 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/17/2014 - Present
Raymond James & Associates, Inc. (PALM BEACH GARDENS FL)
FL
01/23/2009 - 12/22/2014
UBS FINANCIAL SERVICES INC. (PALM BEACH GARDENS FL)
FL
10/01/2000 - 01/28/2009
WACHOVIA SECURITIES, LLC (NORTH PALM BEACH FL)
NC
05/01/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MA
04/01/1998 - 05/06/1998
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
FL
11/20/1996 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
IA
Issued 03/31/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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