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Robert K Sauertig

Park Avenue Securities LLC

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About Robert K Sauertig

Robert K. Sauertig is a financial professional with over 30 years of experience in the financial services industry. He is a registered representative with Park Avenue Securities LLC, where he has been employed since May 3, 1999. Robert's previous experience includes roles at Hartford Equity Sales Company Inc. and Guardian Investor Services Corporation. Robert holds a Series 6, Series 63 and SIE license. Robert has provided financial services to clients in Connecticut, Delaware, Florida, New Jersey, New York, Pennsylvania, and Virginia. Robert specializes in providing financial advice to individuals, high-net-worth individuals, charitable organizations, corporations, and pension and profit-sharing plans.

Firm Information

Robert Sauertig is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Robert Sauertig’s Registration & Firm History

NJ

05/03/1999 - Present

Park Avenue Securities LLC (PARSIPPANY NJ)

CT

07/11/2001 - 10/30/2006

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

NY

02/08/1991 - 05/03/1999

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/04/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/04/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert K Sauertig.
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