Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert K. Ruby is a financial advisor who has been in the industry since 1999. Currently, Robert is a registered representative at Wells Fargo Clearing Services, LLC. Robert has a diverse background, having previously worked for a variety of financial firms, including Citizens Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Waddell & Reed, TIAA-CREF Individual & Institutional Services, LLC, and Wells Fargo Advisors, LLC. Robert holds multiple FINRA licenses, including Series 7, 9, 10, 23, 24, 31, and 66. Robert's specialization includes providing financial planning, investment consulting services to institutional clients, and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
11/08/2021 - Present
Wells Fargo Clearing Services, LLC (PITTSBURGH PA)
PA
11/04/2019 - 11/01/2021
CITIZENS SECURITIES, INC. (MONROEVILLE PA)
PA
04/27/2015 - 11/04/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PITTSBURGH PA)
PA
08/08/2014 - 04/29/2015
WADDELL & REED (PITTSBURGH PA)
PA
04/16/2010 - 08/14/2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (PITTSBURGH PA)
PA
12/05/2006 - 05/13/2010
WELLS FARGO ADVISORS, LLC (PITTSBURGH PA)
PA
12/15/1999 - 12/07/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WILLIAMSPORT PA)
BOTH
Issued 12/11/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 12/05/2011
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 06/06/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/21/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/07/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Ruby is the right advisor for you? Invested Better is here to help.
