Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Justin Frank is a financial advisor who has been in the industry since 2009. Robert is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and is licensed in several states, including Connecticut, District of Columbia, Georgia, and Texas. Previously, Robert worked with Barclays Wealth, a position they held from 2009 until 2015. Robert has earned several industry certifications including the Series 66, Series 3, and Series 7 exams. They are also registered with the Financial Industry Regulatory Authority (FINRA) and have specialized knowledge in areas including portfolio management for individuals and businesses, pension consulting, educational seminars and the selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
09/15/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ATLANTA GA)
NY
08/31/2009 - 07/07/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
BOTH
Issued 09/04/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2014
Series 3 - National Commodity Futures Examination
BC
Issued 08/28/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Frank is the right advisor for you? Invested Better is here to help.
