Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Novotny is a registered representative with Northwestern Mutual Investment Services, LLC. Robert is a licensed securities professional and has been in the industry since 2016. Robert holds the Series 6, 7TO, and SIE securities licenses, as well as the Series 63 state license. Robert is registered in 10 states including New York, New Jersey, California, Florida and Texas. The office where Robert works is located in Melville, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
NY
02/24/2016 - Present
Northwestern Mutual Investment Services, LLC (MELVILLE NY)
BC
Issued 04/26/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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