Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Moore Jr,robert has been working in the financial services industry since June 2015. He is currently registered with UBS Financial Services Inc. and is licensed to provide investment advice and sell securities in multiple states, including Georgia, Alabama, Arizona, California, District of Columbia, Florida, Illinois, Louisiana, Maryland, Mississippi, Nevada, New York, Puerto Rico, South Carolina, Tennessee, and Texas. Robert Moore Jr,robert has previously worked with MORGAN STANLEY, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., and E*TRADE SECURITIES LLC. He holds various licenses and designations, including Series 63, Series 66, Series 7, Series 9, Series 10, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
12/07/2023 - Present
UBS Financial Services Inc. (ATLANTA GA)
GA
10/30/2020 - 10/24/2023
MORGAN STANLEY (Atlanta GA)
GA
08/15/2017 - 10/30/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
GA
02/17/2016 - 07/25/2017
AMERIPRISE FINANCIAL SERVICES, INC. (Atlanta GA)
GA
01/16/2014 - 10/14/2014
E*TRADE SECURITIES LLC (ALPHARETTA GA)
BOTH
Issued 04/05/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/05/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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