Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Joseph Wood is a financial advisor with Raymond James & Associates, Inc. Robert has been in the financial services industry since 1998. Robert is registered with FINRA and the state of Virginia. Robert has Series 7, 63, and 65 licenses. Robert also has the SIE license. Robert holds Series 7 and 63 licenses, as well as the SIE. Robert holds the Series 65 license as well. Prior to joining Raymond James & Associates, Inc., Robert was employed by WELLS FARGO ADVISORS, LLC. Robert also previously worked at PRUDENTIAL SECURITIES INCORPORATED. Robert has a strong background in financial planning, investment management and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
05/19/2014 - Present
Raymond James & Associates, Inc. (RICHMOND VA)
VA
01/17/2003 - 05/19/2014
WELLS FARGO ADVISORS, LLC (RICHMOND VA)
NY
07/06/1998 - 01/24/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/08/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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