Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Whelan is a financial advisor with LPL Financial LLC. Robert has been in the financial industry since 1988. He has a broad range of experience, working for several different firms including Avantax Investment Services, Inc., Franklin Financial Services Corporation, and Transamerica Securities Sales Corporation. Robert is registered in Arizona, Arkansas, Illinois, Missouri, and Tennessee. He is also a Certified Financial Planner. In addition to his work with LPL Financial LLC, Robert also operates his own CPA firm, Robert J Whelan CPA PC, providing tax preparation and accounting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
02/18/2021 - Present
LPL Financial LLC (POPLAR BLUFF MO)
MO
09/05/1990 - 02/05/2021
AVANTAX INVESTMENT SERVICES, INC. (Poplar Bluff MO)
TX
07/20/1990 - 10/08/1990
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
CA
08/22/1989 - 06/21/1990
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
CA
08/22/1989 - 06/21/1990
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
NJ
05/31/1988 - 08/14/1989
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
05/31/1988 - 08/14/1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 07/15/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/27/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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