linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Robert Joseph Warren

Benjamin Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Robert? Claim Your Profile

About Robert Joseph Warren

Robert Warren is a registered representative and investment advisor representative with Benjamin Securities, Inc.. Robert has been in the financial services industry since August 9, 1997 and holds the Series 7, Series 24, Series 63, and SIE licenses. Robert is registered in Colorado, Georgia, Michigan, Nevada, New York, and Ohio. Prior to joining Benjamin Securities, Inc., Robert was employed with NETWORK 1 FINANCIAL SECURITIES INC., BLACKBOOK CAPITAL, LLC, LAIDLAW & COMPANY (UK) LTD., EKN FINANCIAL SERVICES INC., and DAVID LERNER ASSOCIATES, INC.. Robert provides portfolio management services to individuals.

Firm Information

Robert Warren is currently registered with Benjamin Securities, Inc.. Benjamin Securities, Inc. is a corporation formed in 1977 and headquartered in Albany, NY. They provide portfolio management for individuals and are registered with the SEC and in 31 states. They have 9 registered representatives, 3 investment adviser representatives, and manage approximately $33,945,441 in assets.
Benjamin Securities, Inc.

421 NEW KARNER ROAD

ALBANY, NY 12205

$33.95M

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Robert Warren’s Registration & Firm History

FL

11/27/2017 - Present

Benjamin Securities, Inc. (PENSACOLA FL)

NY

01/21/2016 - 05/01/2017

NETWORK 1 FINANCIAL SECURITIES INC. (SYOSSET NY)

NY

04/03/2013 - 01/15/2016

BLACKBOOK CAPITAL, LLC (New York NY)

NA

10/02/2012 - 04/03/2013

LAIDLAW & COMPANY (UK) LTD. (LONDON )

NY

10/01/2003 - 10/12/2012

EKN FINANCIAL SERVICES INC. (MELVILLE NY)

NY

01/08/1997 - 10/13/2003

DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)

Not sure if Robert Joseph Warren is right for you?

Licenses & Designations

BC

Issued 01/22/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/26/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/07/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Robert Joseph Warren. Review regulatory record here.
Not sure if Robert Joseph Warren is right for you?