Unclaimed
Robert Tromberg is a financial professional with a Series 79TO and Series 63 license. Robert is registered with FINRA, and is approved to sell securities in 53 states, including North Carolina. Robert is currently employed with Wells Fargo Securities, LLC in Charlotte, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/14/2021 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 07/10/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/14/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Robert Tromberg is the right advisor for you? Invested Better is here to help.