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Robert Joseph Stravinski

R. F. Lafferty & CO., Inc.

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About Robert Joseph Stravinski

Robert Stravinski has been in the financial services industry since 1996 and is currently a registered representative at R. F. Lafferty & CO., Inc., located in New York, NY. Robert is licensed to provide investment advice in several states, including the District of Columbia, Maryland, Pennsylvania, and Virginia. Robert previously worked as a Registered Representative at Fulcrum Securities, LLC, and has a background in the financial services industry, including experience with NYLIFE Securities LLC, Princor Financial Services Corporation, Signator Investors, Inc. and John Hancock Mutual Life Insurance Company.

Firm Information

Robert Stravinski is currently registered with R. F. Lafferty & CO., Inc.. R. F. Lafferty & CO., Inc. is a corporation formed in May 1976, headquartered in New York, NY. The firm provides portfolio management for individuals and selects other advisors, and has a total of 148 client accounts with $90,879,915 in regulatory assets under management. The firm is registered with the SEC and in 53 states.
R. F. Lafferty & CO., Inc.

40 WALL STREET

NEW YORK, NY 10005

$90.88M

Assets Under Management

45

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Robert Stravinski’s Registration & Firm History

NY

04/01/2016 - Present

R. F. Lafferty & CO., Inc. (NEW YORK NY)

MO

03/31/2009 - 02/23/2016

FULCRUM SECURITIES, LLC (SAINT LOUIS MO)

VA

08/29/2001 - 04/09/2009

NYLIFE SECURITIES LLC (VIENNA VA)

IA

09/08/2000 - 08/17/2001

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

MA

07/18/1996 - 08/30/2000

SIGNATOR INVESTORS, INC. (BOSTON MA)

MA

07/18/1996 - 05/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

IA

Issued 11/18/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/19/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/1999

Series 7 - General Securities Representative Examination

BC

Issued 07/17/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert Joseph Stravinski.
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