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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Joseph Shea is an active investment advisor representative with Nuveen Asset Management, LLC based in Chicago, IL. Robert has been in the industry since 2003 and holds both Series 63 and 65 licenses. Robert currently manages assets for individuals, investment companies, pooled investment vehicles and businesses. Robert's previous experience includes positions with Quasar Distributors, LLC, OppenheimerFunds Distributor, Inc., and H.D. Vest Investment Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
07/18/2011 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
ME
09/18/2008 - 01/03/2011
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
CO
10/04/2004 - 09/04/2008
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
TX
05/16/2003 - 10/01/2004
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
IA
Issued 03/11/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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