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Robert Joseph Setteducati

Paulson Investment Co. LLC

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About Robert Joseph Setteducati

Robert Setteducati is a financial advisor currently registered with Paulson Investment Co. LLC. Robert has been in the financial services industry since 1987 and holds the Series 7, Series 24, and Series 63 licenses.

Firm Information

Robert Setteducati is currently registered with Paulson Investment Co. LLC. Paulson Investment Co. LLC is a Limited Liability Company formed on March 23, 2017, and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has a history of 33 regulatory events, 1 civil event, 8 arbitrations, and 1 bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Setteducati’s Registration & Firm History

NY

01/25/2013 - Present

Paulson Investment Co. LLC (NEW YORK NY)

IL

10/13/2008 - 01/09/2012

ADVANCED EQUITIES, INC. (CHICAGO IL)

NY

04/16/2007 - 10/13/2008

FORDHAM FINANCIAL MANAGEMENT, INC. (NEW YORK NY)

NJ

03/24/2006 - 04/27/2007

SUMMIT BROKERAGE SERVICES, INC. (RED BANK NJ)

TX

06/29/2005 - 02/27/2006

SALOMON GREY FINANCIAL CORPORATION (DALLAS TX)

FL

09/12/2000 - 06/16/2005

NATIONAL SECURITIES CORPORATION (BOCA RATON FL)

FL

01/09/2000 - 09/01/2000

THE AGEAN GROUP, INC (BOCA RATON FL)

NY

04/23/1985 - 10/05/1998

H.J. MEYERS & CO., INC. (ROCHESTER NY)

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Licenses & Designations

BC

Issued 05/08/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/19/1987

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 10 public disclosures for Robert Joseph Setteducati. Review regulatory record here.
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