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Robert Joseph Schaffer

Pruco Securities, LLC

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About Robert Joseph Schaffer

Robert Joseph Schaffer is a financial professional with over 15 years of experience in the financial services industry. Robert holds multiple securities licenses including Series 7, Series 26, and Series 7TO. Robert is currently registered with Pruco Securities, LLC. Previously, Robert was a registered representative with USAA Investment Management Company and CUNA Brokerage Services, Inc. Robert has worked with individuals, families, businesses, and trusts. Robert is committed to providing personalized financial advice and services.

Firm Information

Robert Schaffer is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Robert Schaffer’s Registration & Firm History

NJ

09/12/2022 - Present

Pruco Securities, LLC (NEWARK NJ)

TX

10/18/2010 - 02/04/2015

USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)

WI

10/11/2007 - 06/08/2010

CUNA BROKERAGE SERVICES, INC. (MADISON WI)

TX

12/10/2004 - 09/20/2006

USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)

MN

01/29/2004 - 04/13/2004

THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 12/05/2022

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 09/12/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/25/2022

SIE - Securities Industry Essentials Examination

BC

Issued 01/27/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Joseph Schaffer.
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