Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Polk is a financial professional with over 30 years of experience in the industry. Robert has worked with a number of firms over the years and is currently registered with Osaic Wealth, INC. Robert holds a variety of licenses and designations, including the Series 7, Series 63, and the SIE. Robert also holds the Certified Financial Planner designation. Robert has a strong background in financial planning, portfolio management, and retirement planning. Robert offers a range of services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/11/2024 - Present
Osaic Wealth, Inc. (MELVILLE NY)
NY
01/22/2001 - 02/23/2004
YANKEE FINANCIAL GROUP, INC. (MELVILLE NY)
NY
09/19/2000 - 03/13/2001
GLENN MICHAEL FINANCIAL, INC. (MELVILLE NY)
NY
05/03/1999 - 10/10/2000
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
12/03/1991 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
10/25/1991 - 11/13/1991
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
MN
09/18/1990 - 10/25/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/18/1990 - 10/25/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
01/01/1990 - 10/01/1990
ROBERT TODD FINANCIAL CORP. (NEW YORK NY)
BC
Issued 1/8/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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