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Robert Joseph Peche

Capital Client Group, Inc.

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About Robert Joseph Peche

Robert Joseph Peche is an investment advisor representative with Capital Client Group, Inc. Robert has been working in the securities industry since May 2008. Robert is registered with the state of California as an Investment Advisor Representative and Broker-Dealer. Robert has passed the Series 6, Series 63, Series 26, Series 82, SIE, and Series 7TO exams. Robert has worked for American Funds since April 2004. Robert also works for American Funds since January 2022. Robert is registered with 15 states including Alabama, Arizona, Arkansas, California, Colorado, Idaho, Kansas, Louisiana, Mississippi, Missouri, Montana, New Mexico, Oklahoma, Texas, Utah and Wyoming. Robert specializes in recommending affiliate as investment advisor of SMA assets.

Firm Information

Robert Peche is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Robert Peche’s Registration & Firm History

CA

10/08/2013 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

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Licenses & Designations

IA

Issued 10/07/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/29/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/27/2010

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 09/02/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/2012

Series 82 - Limited Representative-Private Securities Offerings

BC

Issued 05/15/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Joseph Peche.
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