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Robert Joseph Oftring

Capitol Securities Management, Inc.

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About Robert Joseph Oftring

Robert Oftring is a financial advisor at Capitol Securities Management, Inc. Robert has been in the securities industry since August 25, 1982. Robert is registered in California, Connecticut, Florida, Massachusetts, New Hampshire, New York, and Rhode Island. Robert has also passed the Series 7, Series 24, Series 27, Series 53, Series 63, Series 65, SIE and 99TO exams. Robert also has experience at Jesup & Lamont Securities Corp. and Antaeus Capital, Inc..

Firm Information

Robert Oftring is currently registered with Capitol Securities Management, Inc.. Capitol Securities Management, Inc. is a corporation formed in March 1981 and based in Glen Allen, Virginia. They are an SEC-registered investment advisor with over 100 investment advisor representatives and licensed agents. The firm manages between $1 billion and $10 billion in client assets and offers a variety of advisory services including financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. Their clients include high-net-worth individuals, trusts and estates, corporations, individuals other than high-net-worth, pension plans, and charitable organizations. They are registered in all 50 states and the District of Columbia.
Capitol Securities Management, Inc.

4050 INNSLAKE DRIVE

GLEN ALLEN, VA 23060

$1.40B

Assets Under Management

51

Total Clients

139

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Robert Oftring’s Registration & Firm History

MA

06/02/2009 - Present

Capitol Securities Management, Inc. (WORCESTER MA)

MA

01/09/2004 - 05/29/2009

JESUP & LAMONT SECURITIES CORP (WORCESTER MA)

CA

08/26/1982 - 09/01/2005

ANTAEUS CAPITAL, INC. (LOS ANGELES CA)

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Licenses & Designations

IA

Issued 07/23/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/27/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/23/1997

Series 24 - General Securities Principal Examination

BC

Issued 12/23/1985

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/22/1982

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Robert Joseph Oftring. Review regulatory record here.
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