Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Joseph O'Carroll is an active investment advisor representative with J. W. Cole Advisors, Inc., a registered investment advisor firm with a main office in Tampa, Florida. Robert Joseph O'Carroll has been in the financial services industry since 1998 and has been associated with J. W. Cole Advisors, Inc. since 2013. Prior to joining J. W. Cole Advisors, Inc., Robert Joseph O'Carroll was registered with Financial Advisers of America, LLC and Nexcore Capital, Inc. Robert Joseph O'Carroll is also the owner of O'Carroll Investment Management, Inc., which is a separate entity that receives commissions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
05/10/2013 - Present
J. W. Cole Advisors, Inc. (TAMPA FL)
CA
06/09/2009 - 05/10/2013
FINANCIAL ADVISERS OF AMERICA, LLC (SAN MARCOS CA)
CA
10/05/2004 - 05/26/2009
NEXCORE CAPITAL, INC. (SAN DIEGO CA)
TX
09/11/1991 - 07/18/1997
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
IA
Issued 12/16/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2004
Series 7 - General Securities Representative Examination
BC
Issued 09/05/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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