Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Niles is a financial advisor with Pruco Securities, LLC, with over 23 years of experience in the financial services industry. Robert has a broad range of experience and has held positions at a number of firms, including AEGIS CAPITAL CORP. and GLOBAL ARENA CAPITAL CORP. Robert is registered as a broker and investment advisor in New York and holds FINRA Series 7, 63, and 66 registrations. Robert is committed to providing personalized financial advice to clients and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Compensation from lpl enterprise, llc
1
2
NY
11/14/2023 - Present
Pruco Securities, LLC (Melville NY)
NY
06/20/2011 - 08/28/2023
AEGIS CAPITAL CORP. (MELVILLE NY)
NY
11/03/2010 - 06/22/2011
GLOBAL ARENA CAPITAL CORP (NEW YORK NY)
NY
02/28/2007 - 11/02/2010
PRESTIGE FINANCIAL CENTER, INC. (MELVILLE NY)
NY
11/24/2000 - 03/01/2007
S.W. BACH & COMPANY (PORT WASHINGTON NY)
BOTH
Issued 11/14/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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