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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert McNicholas is a financial advisor with Cetera Investment Advisers LLC, a firm with over 100 billion dollars in regulatory assets under management. Robert has been in the financial services industry since 1987 and holds numerous licenses and certifications, including Series 7, 24, 4, 51, 63 and 66. He has experience working with a wide range of clients, including individuals, families, businesses, and charitable organizations. Robert McNicholas provides financial planning, portfolio management and other investment-related services to help clients meet their financial goals. He is committed to providing personalized and comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/21/2024 - Present
Cetera Investment Advisers LLC (WILLIAMSVILLE NY)
NY
06/01/2009 - 08/10/2022
SAXONY SECURITIES, INC. (WILLIAMSVILLE NY)
NY
02/19/2002 - 06/02/2009
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (WILLIAMSVILLE NY)
NY
12/16/1987 - 02/19/2002
SECO WEST LIMITED (WILLIAMSVILLE NY)
BOTH
Issued 11/8/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/20/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/7/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 7/27/2001
Series 24 - General Securities Principal Examination
BC
Issued 3/3/1992
Series 4 - Registered Options Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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