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Robert Joseph Mark

ST. James Investment Company, LLC

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About Robert Joseph Mark

Robert Joseph Mark is a registered Investment Advisor Representative with St. James Investment Company, LLC in Southlake, Texas. Robert Joseph Mark is licensed to provide investment advice in Texas. Robert Joseph Mark has been in the financial industry since 1996. Robert Joseph Mark has professional experience with Lehman Brothers Inc. and Goldman, Sachs & Co. prior to his current employment.

Firm Information

Robert Mark is currently registered with ST. James Investment Company, LLC. ST. James Investment Company, LLC is an investment advisor located in SOUTHLAKE, TX. They manage approximately $661,939,121 in regulatory assets under management for 1,288 clients. They offer portfolio management for individuals, businesses, and investment companies. The firm's clients include high-net-worth individuals, corporations, investment companies, and charitable organizations. They are registered with the SEC and have a SEC number of 801-61779.
ST. James Investment Company, LLC

535 S. KIMBALL AVENUE

SOUTHLAKE, TX 76092

$661.94M

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Robert Mark’s Registration & Firm History

TX

01/22/2004 - Present

ST. James Investment Company, LLC (SOUTHLAKE TX)

NY

04/24/2001 - 04/10/2002

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

08/30/1996 - 07/20/2000

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

IA

Issued 03/09/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/12/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/30/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/22/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/09/1996

Series 3 - National Commodity Futures Examination

BC

Issued 08/29/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Robert Joseph Mark.
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