Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Joseph Kozlowski is a financial advisor currently registered with Calton & Associates, Inc. Robert Kozlowski has over 40 years of experience in the financial services industry, beginning his career in 1977. Robert Kozlowski has specialized in various areas such as portfolio management for individuals and businesses, financial planning, and pension consulting. Robert Kozlowski has held previous positions at several firms including E.F. Hutton & Company Inc, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and SMITH BARNEY SHEARSON INC. Robert Kozlowski is registered with the state of Arizona to provide investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AZ
08/16/2013 - Present
Calton & Associates, Inc. (TEMPE AZ)
NY
09/24/1985 - 04/18/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NA
04/08/1983 - 09/16/1985
E. F. HUTTON & COMPANY INC
NA
09/26/1978 - 04/25/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
07/05/1977 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BOTH
Issued 07/30/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/26/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 06/18/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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