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Robert Joseph Hopkins

Northwestern Mutual Investment Services, LLC

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About Robert Joseph Hopkins

Firm Information

Robert Hopkins is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

720 E Wisconsin Ave

Milwaukee, WI 53202

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Robert Hopkins’s Registration & Firm History

WI

01/23/2023 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

NC

09/10/2018 - 10/10/2022

BRIGHTHOUSE SECURITIES, LLC (Charlotte NC)

VA

05/10/2017 - 07/30/2018

ALLSTATE FINANCIAL SERVICES, LLC (CHANTILLY VA)

IL

03/15/2017 - 07/30/2018

ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)

NC

04/06/2016 - 02/24/2017

METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)

MA

11/16/2015 - 04/11/2016

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NC

02/01/2013 - 09/20/2013

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)

NC

07/20/2006 - 01/28/2011

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)

MO

09/29/2005 - 04/13/2006

SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)

PA

07/11/2002 - 01/02/2004

UNDERWRITERS EQUITY CORPORATION (HARRISBURG PA)

WI

09/11/1998 - 09/28/2001

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

IL

11/18/1996 - 08/18/1997

B. C. ZIEGLER AND COMPANY (CHICAGO IL)

IL

10/14/1993 - 11/16/1993

FIRST SECURITIES CORPORATION (CHICAGO IL)

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Licenses & Designations

BC

Issued 3/3/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/6/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Joseph Hopkins.
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