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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Joseph Holmes has over 27 years of experience in the financial services industry. Robert is currently a registered representative with LPL Financial LLC, working out of the Boston office. Previously, Robert held positions at Garrett Nagle & Co., Inc., State Street Research Investment Services, Inc., American Skandic Marketing, Inc., Evergreen Investment Services, Inc., New England Funds, L.P., Colonial Investment Services, Inc., Putnam Mutual Funds Corp., and First Investors Corporation. Robert has a strong background in the financial services industry and has passed several securities exams including the Series 6, Series 7, Series 26 and Series 63 exams. Robert is also a registered representative with the FINRA and LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
02/24/2014 - Present
LPL Financial LLC (BOSTON MA)
MA
01/02/2003 - 09/13/2004
GARRETT NAGLE & CO., INC. (WOBURN MA)
MA
01/03/2001 - 03/11/2002
STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)
CT
03/13/2000 - 10/31/2000
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
NC
03/20/1997 - 03/01/2000
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MA
03/21/1996 - 01/31/1997
NEW ENGLAND FUNDS, L.P. (BOSTON MA)
MA
03/01/1995 - 02/27/1996
COLONIAL INVESTMENT SERVICES, INC. (BOSTON MA)
NA
07/16/1993 - 03/01/1995
COLONIAL INVESTMENT SERVICES
MA
04/19/1991 - 08/13/1993
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
NJ
05/17/1984 - 03/11/1991
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 06/09/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/1986
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2014
Series 7 - General Securities Representative Examination
BC
Issued 05/16/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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