Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert joseph? Claim Your ProfileRobert Joseph Mendoza is an investment advisor representative with Bailard, Inc. in Foster City, CA. Robert has been in the industry since 2007 and has been registered with the Securities and Exchange Commission (SEC) since 2007. Robert has passed several industry exams including the Uniform Combined State Law Examination, the Series 7 General Securities Representative Examination, and the Securities Industry Essentials Examination. Robert has experience with Ameriprise Financial Services, Inc., RAYMOND JAMES & ASSOCIATES, INC., and CETERA ADVISOR NETWORKS.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
07/26/2023 - Present
Bailard, Inc. (FOSTER CITY CA)
CA
10/22/2020 - 05/18/2023
CETERA ADVISOR NETWORKS LLC (WALNUT CREEK CA)
CA
09/06/2016 - 08/04/2020
RAYMOND JAMES & ASSOCIATES, INC. (San Francisco CA)
CA
11/04/2015 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
CA
03/20/2014 - 11/03/2015
AMERIPRISE FINANCIAL SERVICES, INC. (SAN FRANCISCO CA)
CA
08/12/2013 - 01/29/2014
FOOTHILL SECURITIES, INC. (HAYWARD CA)
CA
07/16/2010 - 07/29/2013
WELLS FARGO ADVISORS, LLC (EAST PALO ALTO CA)
CA
06/01/2009 - 06/18/2010
MORGAN STANLEY SMITH BARNEY (SAN JOSE CA)
CA
04/23/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN JOSE CA)
BOTH
Issued 12/03/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2007
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Robert joseph Mendoza is the right advisor for you? Invested Better is here to help.
